Professional Standards, Transparency & Governance
At UMCI OÜ, we are committed to conducting our business with the highest standards of professionalism, integrity, transparency and regulatory compliance.
This page outlines our approach to the services we provide, the regulatory framework within which we operate, and the principles that govern our relationships with clients, investors, counterparties and professional advisers.
UMCI OÜ is an Estonian private limited company (Osaühing) registered under Registry Code 14615395.
Our principal business activity is classified under EMTAK 70201 – Business and Other Management Consultancy Activities, encompassing strategic advisory and operational assistance services provided to businesses and other organisations.
Our advisory services include, amongst others:
Unless expressly agreed in writing and where appropriately authorised under applicable law, UMCI OÜ does not provide regulated investment services, discretionary portfolio management, custody services, deposit-taking, payment services, insurance distribution or any other regulated financial activity requiring regulatory authorisation.
Where a client requires regulated investment, legal, tax, accounting or other specialist professional advice, UMCI works alongside appropriately authorised independent professionals.
UMCI operates a strict Reverse Inquiry policy in relation to investment opportunities, private transactions and capital introductions.
Information concerning private investment opportunities, consortiums, private placements or transaction structures is provided only where:
UMCI does not undertake unsolicited marketing of private investment opportunities in jurisdictions where such activities would require regulatory authorisation.
Where appropriate, recipients may be requested to execute a Reverse Inquiry and Non-Solicitation Declaration prior to receiving confidential investment information.
UMCI provides strategic advisory and consultancy services only in response to client enquiries, introductions or existing professional relationships.
Nothing contained on this website shall constitute:
All discussions concerning potential investments are conducted privately and only following appropriate commercial, legal and regulatory assessment.
Unless otherwise agreed in writing, all engagements are governed by UMCI's Master Strategic Advisory & Consultancy Services Agreement together with individual Project Addenda.
Each engagement will normally include:
Each Project Addendum forms an independent engagement under the overarching Master Agreement.
UMCI respects the privacy of clients, counterparties and visitors.
Personal information is processed only where necessary:
Personal information is handled in accordance with applicable UK and EU data protection legislation, including the UK GDPR and EU GDPR where applicable.
We do not sell personal information to third parties.
Our website uses cookies and similar technologies to:
Visitors may manage cookie preferences through their browser settings.
UMCI maintains a zero-tolerance approach towards money laundering, terrorist financing, bribery and financial crime.
Where appropriate, UMCI may undertake reasonable due diligence procedures including:
UMCI reserves the right to decline or terminate engagements where appropriate due diligence cannot be satisfactorily completed or where legal, regulatory or reputational concerns arise.
UMCI is committed to conducting business ethically and in accordance with applicable anti-bribery legislation, including the UK Bribery Act 2010.
Neither UMCI nor its representatives will knowingly offer, request or accept any improper financial or other advantage in connection with our services.
UMCI believes that long-term commercial success is strengthened by responsible business practices.
Where appropriate, we encourage consideration of:
While ESG considerations may form part of our strategic advice where relevant, recommendations are tailored to each client's objectives, industry and regulatory environment.
Information provided by UMCI is intended solely for strategic, commercial and business purposes.
Clients remain responsible for obtaining independent:
where appropriate to their circumstances.
No reliance should be placed upon any information provided by UMCI as a substitute for professional advice from appropriately authorised advisers.
For further information regarding our regulatory status, governance framework or professional standards, please contact:
The Client acknowledges that UMCI OÜ provides strategic, commercial, operational and treasury advisory services and does not, unless expressly stated in writing and authorised under applicable law, provide regulated investment services, portfolio management, custody services, deposit-taking, payment services, insurance distribution or any other regulated financial activity requiring regulatory authorisation. The Client remains solely responsible for obtaining independent legal, tax, accounting and regulated financial advice where appropriate.